Scientific Disciplinary Sector (SSD)
IUS/04 - BUSINESS LAW
Secondo semestre (lauree magistrali) dal Feb 27, 2023 al May 19, 2023.
The course of banking and financial markets aims to address the study of the investment services and the governance of banks, providing the conceptual and methodological basis for a correct interpretation of the financial markets law and favoring a holistic approach to it.
Prerequisites and basic notions
Basic knowledge of private property law (obligations, contracts and liability) and of corporate governance and of the internal control system is assumed
1) Normative sources
2) Investement firms and banks
3) Services and investment activities
4) Supervision and supervisory authorities
6) Bank governance
The teaching is given through lectures and also with the case method. Through the e.learning platform specific update readings are proposed. The active participation of students in class is positively evaluated.
For non attending-students, the teacher provides support on textbooks and the student reception is always open.
de Mari M., Diritto delle imprese e dei servizi di investimento, Cedam Wolters Kluwer, 2018 (1^ ediz.)
Other texts and readings will be indicated at the beginning of the Course
Visualizza la bibliografia con Leganto, strumento che il Sistema Bibliotecario mette a disposizione per recuperare i testi in programma d'esame in modo semplice e innovativo.
The teaching methods consist of lectures dedicated to the transmission of basic and specialized notions, key categories and fundamental application tools. The didactic offer is also imparted through the case study method with the illustration of cases subject to jurisprudential rulings or particularly significant practical cases, useful for the implementation of knowledge. Furthermore, also thanks to the University e-learning platform, specific updating readings are proposed. Throughout the academic year, the individual reception service is available, managed by the teacher at the end of the lessons or by booking via email or even via the University online platform. Students can also at any time ask written questions via email to the teacher which are dealt with promptly. The online formulation of questions allows students to measure themselves also with written legal language and to practice dialectically. The "active" participation of students in the lessons is positively evaluated. With regard to non-attending students, the teaching methods consist in the constant care by the teacher of non-attending students through individual support in the study of the recommended textbooks. The content of the textbooks and lectures held in the classroom adheres to the program. Further teaching material is available on the teaching e-learning platform. Any further updates are made available in good time also by means of specially dedicated notices.
Learning assessment procedures
The verification of skills, method, concepts, objectives and the specialized language is done, at the end of the lessons, by written examination on the whole program.
The exam consists of a single written test in Italian on the entire program of the duration of 1 hour structured in 4 groups of open-ended questions. It takes place at the same time for all those present. The passing of the test directly implies the achievement of the grade. At the discretion of the teacher may be asked for an oral integration of the exam.
Only normative sources not commented or annotated with jurisprudence and doctrine are admitted.
The results of the exam will be recorded within 5 days from the date of the exam and will be communicated to the students in Esse3. The student will be able to withdraw from the exam up to the recording of the vote; the withdrawal must be reported promptly to Esse3 within the period of 5 days.
In the correction of the test, the following will be considered: - the depth and breadth of the acquired knowledge; - the ownership of specialized legal language; - the ability to systematically link knowledge; - the analytical and argumentative ability and the ability to use the reference regulatory sources.
Criteria for the composition of the final grade
The score is out of thirty and the minimum score is 18/30.